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Politischer Kompass oder kreisender Pfeil? Hin zu aussagekräftigeren Evaluierungen von Werten und Meinungen in großen Sprachmodellen
Politischer Kompass oder kreisender Pfeil? Hin zu aussagekräftigeren Evaluierungen von Werten und Meinungen in großen Sprachmodellen
Paul Röttger Valentin Hofmann Valentina Pyatkin Musashi Hinck Hannah Rose Kirk Hinrich Schütze Dirk Hovy
Zusammenfassung
Ein Großteil der jüngeren Forschung versucht, Werte und Meinungen in großen Sprachmodellen (LLMs) mithilfe von Multiple-Choice-Umfragen und Fragebögen zu evaluieren. Die meisten dieser Arbeiten sind durch Bedenken im Hinblick auf reale LLM-Anwendungen motiviert. Beispielsweise könnten politisch voreingenommene LLMs die Gesellschaft subtil beeinflussen, wenn sie von Millionen von Menschen genutzt werden. Solche realweltlichen Bedenken stehen jedoch im starken Kontrast zur Künstlichkeit gegenwärtiger Evaluierungen: Reale Nutzerinnen und Nutzer stellen LLMs typischerweise keine Umfragenfragen. Motiviert durch diese Diskrepanz hinterfragen wir das vorherrschende Paradigma der eingeschränkten Evaluierung von Werten und Meinungen in LLMs und untersuchen realistischere, uneingeschränkte Evaluierungsansätze. Als Fallstudie betrachten wir den populären Politischen-Kompass-Test (PCT). In einer systematischen Übersicht finden wir, dass die meisten früheren Arbeiten, die den PCT verwenden, Modelle dazu zwingen, sich dem Multiple-Choice-Format des PCT zu unterwerfen. Wir zeigen, dass Modelle inhaltlich unterschiedliche Antworten geben, wenn sie nicht gezwungen werden; dass sich die Antworten je nachdem ändern, wie Modelle gezwungen werden; und dass die Antworten keine Robustheit gegenüber Paraphrasen aufweisen. Anschließend demonstrieren wir, dass Modelle in einem realistischeren, offenen Antwortformat erneut unterschiedliche Antworten geben. Wir destillieren diese Befunde in Empfehlungen und offene Herausforderungen bei der Evaluierung von Werten und Meinungen in LLMs.
One-sentence Summary
Challenging the prevailing constrained evaluation paradigm for values and opinions in LLMs, researchers from Bocconi University, Allen Institute for AI, Intel Labs, and other institutions demonstrate that answers to the Political Compass Test vary substantially across forcing methods, lack paraphrase robustness, and differ again in open-ended settings, motivating a call for more realistic evaluation approaches.
Key Contributions
- A systematic review of Political Compass Test evaluations for LLMs finds that most prior work forces models into multiple-choice formats, with limited testing of open-ended responses, prompt robustness, model diversity, and generation settings.
- Experiments on the 62 Political Compass Test propositions show that LLM answers change substantially when models are not forced into the test format, vary according to the forcing scheme, lack paraphrase robustness, and differ in a more realistic open-ended setting.
- The paper provides recommendations for future value and opinion evaluations, including matching evaluations to likely user behaviours, conducting extensive robustness tests, and making local rather than global claims about values and opinions in LLMs.
Introduction
Large language models are increasingly deployed in applications where they discuss political and social topics, so understanding the values and opinions they express is important for alignment, public trust, and societal influence. Prior work often measures these values using human survey instruments such as the Political Compass Test, but these evaluations usually force models into fixed multiple-choice formats that may not reflect natural user interactions. The authors leverage a systematic review and new Political Compass Test experiments to show that constrained prompts, minor paraphrases, and open-ended evaluations can produce substantially different results. Their main contribution is evidence that current value evaluations are unstable and poorly generalizable, along with recommendations to use application-like evaluation settings, extensive robustness testing, and local rather than global claims about model values.
Dataset
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The authors use the Political Compass Test (PCT) as a representative evaluation dataset for studying values and opinions in large language models.
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The PCT is sourced from a political and social attitude questionnaire and contains 62 single-sentence propositions.
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The propositions are divided into six topic groups:
- Views on your country and the world: 7 questions
- Economy: 14 questions
- Personal social values: 18 questions
- Wider society: 12 questions
- Religion: 5 questions
- Sex: 6 questions
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Each proposition uses a four-choice response schema:
- Strongly disagree
- Disagree
- Agree
- Strongly agree
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The response format has no neutral option, which constrains respondents and, in this context, models to select one side of the measured value dimension.
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The dataset records responses that are used to place respondents along two axes:
- Economic left to right
- Social libertarian to authoritarian
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The paper uses the PCT as a case study because it is widely adopted for evaluating LLM values and opinions, and because its multiple-choice format is similar to other common benchmarks.
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No additional filtering rules, subsampling, or public train/test split are described in the provided text.
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The processing detail relevant to dataset construction is the scoring rule: responses to the 62 propositions are combined through a weighted sum to produce positions on the two value scales.
Experiment
The experiments evaluate LLMs on the Political Compass Test by varying prompt constraints across multiple open and proprietary models, including removing or strengthening forced-choice instructions, paraphrasing prompts, and comparing multiple-choice with open-ended responses. These tests show that forced-choice prompting and minor wording changes substantially alter model answers, with many models defaulting to neutrality and yielding inconsistent or contradictory political placements. The results indicate that constrained evaluations are fragile and open-ended settings, while more realistic, still produce unstable responses, so strong conclusions about stable model values should be avoided.