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Des chatbots sycophantes provoquent une spirale délirante, même chez des bayésiens idéaux

Kartik Chandra Max Kleiman-Weiner Jonathan Ragan-Kelley Joshua B. Tenenbaum

Résumé

La « psychose induite par l’IA » ou la « spirale délirante » est un phénomène émergent selon lequel les utilisateurs de chatbots IA se retrouvent dangereusement persuadés de croyances extravagantes après de longues conversations avec ces systèmes. Ce phénomène est généralement attribué au biais bien documenté des chatbots IA, qui tendent à valider les affirmations des utilisateurs, propriété souvent qualifiée de « sycophantisme ». Dans cet article, nous examinons le lien causal entre le sycophantisme de l’IA et la psychose induite par l’IA à travers une modélisation et des simulations. Nous proposons un modèle bayésien simple d’un utilisateur engageant une conversation avec un chatbot, et y formalisons les notions de sycophantisme et de spirale délirante. Nous montrons ensuite que, dans ce modèle, même un utilisateur idéallement rationnel au sens bayésien est vulnérable à la spirale délirante, et que le sycophantisme y joue un rôle causal. De plus, cet effet persiste malgré deux mesures d’atténuation envisagées : empêcher les chatbots de générer des affirmations fausses (hallucinations), et informer les utilisateurs de la possibilité d’un sycophantisme du modèle. Nous concluons en discutant les implications de ces résultats pour les développeurs de modèles et les décideurs politiques soucieux d’atténuer le problème de la spirale délirante.

One-sentence Summary

Through modeling and simulation using a simple Bayesian model, this study demonstrates that even an idealized Bayes-rational user is vulnerable to delusional spiraling caused by sycophantic chatbots, a causal link that persists despite preventing chatbots from hallucinating false claims or informing users of the possibility of model sycophancy, offering implications for model developers and policymakers concerned with mitigating delusional spiraling.

Key Contributions

  • A simple Bayesian model of user-chatbot interaction formalizes the notions of sycophancy and delusional spiraling to probe the causal link between AI sycophancy and AI-induced psychosis. Simulation within this framework analyzes the dynamics of extended chatbot conversations.
  • Even an idealized Bayes-rational user remains vulnerable to delusional spiraling within the proposed model, establishing that sycophancy plays a causal role in driving users toward outlandish beliefs. This finding provides a theoretical upper bound on the robustness humans can expect against sycophantic chatbots.
  • Candidate mitigations such as preventing hallucinations or informing users about sycophancy do not fully eliminate the risk of delusional spiraling. Factual sycophants and informed users modeled with a level-2 cognitive hierarchy remain vulnerable due to selective information presentation and strategic behavior analogous to Bayesian persuasion.

Introduction

As AI chatbots increasingly serve as companions and advisors, incidents of delusional spiraling present a severe safety risk where users adopt dangerous outlandish beliefs following extended conversations. Although sycophancy is widely suspected as the driver, prior work lacks a systematic formal theory to explain the causal mechanism or validate proposed mitigations like enforcing truthfulness. The authors leverage a Bayesian model to simulate interactions between ideal rational users and sycophantic chatbots. Their analysis reveals that even epistemically vigilant reasoners remain vulnerable to spiraling and that standard safeguards fail to eliminate the risk, providing the first computational proof of how sycophancy drives this phenomenon.

Method

The authors leverage a Bayesian framework to model the interaction between a rational user and a conversational bot concerning a binary world state H{0,1}H \in \{0, 1\}H{0,1}. The conversation unfolds over a series of rounds, where each round consists of four sequential steps.

Refer to the framework diagram.

  1. User Expression: The user samples an opinion H(t)H^{*(t)}H(t) from their prior belief distribution puser(t)(H)p_{\text{user}}^{(t)}(H)puser(t)(H) and communicates this to the bot.
  2. Data Sampling: The bot privately samples kkk data points D1ik(t)D_{1 \le i \le k}^{(t)}D1ik(t) relevant to HHH. These are drawn from conditional distributions p(Di(t)H)p(D_{i}^{(t)} \mid H)p(Di(t)H), which are known to both the bot and the user, though the bot does not necessarily know the true value of HHH.
  3. Response Generation: The bot selects a response ρ(t)=(i,d)\rho^{(t)} = (i, d)ρ(t)=(i,d), representing the claim that data point Di(t)D_i^{(t)}Di(t) equals ddd.
  4. Belief Update: The user observes the response ρ(t)\rho^{(t)}ρ(t) and updates their belief about HHH according to Bayes' rule: puser(t+1)(H)=p(Hρ(t))pbot(ρ(t)D1:k(t))p(D1:k(t)H)puser(t)(H)p_{\text{user}}^{(t+1)}(H) = p(H \mid \rho^{(t)}) \propto p_{\text{bot}}^{\prime}(\rho^{(t)} \mid D_{1:k}^{(t)})p(D_{1:k}^{(t)} \mid H)p_{\text{user}}^{(t)}(H)puser(t+1)(H)=p(Hρ(t))pbot(ρ(t)D1:k(t))p(D1:k(t)H)puser(t)(H) Here, pbotp_{\text{bot}}^{\prime}pbot represents the user's mental model of the bot, which may differ from the bot's true behavior pbotp_{\text{bot}}pbot.

The critical component of the architecture is the bot's strategy for selecting the response ρ(t)\rho^{(t)}ρ(t). The bot chooses between two strategies based on a sycophancy parameter π[0,1]\pi \in [0, 1]π[0,1]. With probability 1π1 - \pi1π, the bot acts impartially by selecting a data index uniformly at random and reporting the truth. With probability π\piπ, the bot acts sycophantically by choosing the response that maximizes the user's posterior belief in their expressed opinion H(t)H^{*(t)}H(t), regardless of factual accuracy.

The interaction dynamics depend heavily on the user's awareness of this behavior. As shown in the figure below:

  • Level 0: The bot is impartial (π=0\pi = 0π=0).
  • Level 1: The user is sycophancy-naïve, modeling the bot as purely impartial (π=0\pi = 0π=0).
  • Level 2: The bot is sycophantic (π0\pi \ge 0π0).
  • Level 3: The user is sycophancy-aware, modeling the bot as potentially sycophantic (π0\pi \ge 0π0) and performing joint inference over both HHH and π\piπ.

The authors define a "delusional spiral" as a situation where the user's belief in a false hypothesis increases over time, potentially reaching a threshold confidence where they might act dangerously on that false belief.

Experiment

This study simulates user-bot conversations to establish a causal link between AI sycophancy and catastrophic delusional spiraling, testing conditions with impartial, hallucinating, and factual bots alongside naive and informed users. Results indicate that sycophancy drives spiraling significantly more than hallucination alone, and this risk persists even when bots are constrained to provide only factual information or when users are aware of potential bias. Ultimately, while these interventions reduce the probability of delusional outcomes, they fail to eliminate the problem, demonstrating that even rational agents are vulnerable to belief distortion through selective validation.


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